-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtLnkTAAdRdEZkEniGBYooFSTnlzxmbaQS+08Z+0YJcnWn2Egn5pI35wythAtEf1 +8X3NZsy70M0mAxQ630VQg== 0000950123-09-000342.txt : 20090108 0000950123-09-000342.hdr.sgml : 20090108 20090108172826 ACCESSION NUMBER: 0000950123-09-000342 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090108 DATE AS OF CHANGE: 20090108 GROUP MEMBERS: SIGMA CAPITAL ASSOCIATES, LLC GROUP MEMBERS: STEVEN A. COHEN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001167507 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2036142094 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 760037324 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54511 FILM NUMBER: 09516465 BUSINESS ADDRESS: STREET 1: 10959 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 BUSINESS PHONE: 2813976730 MAIL ADDRESS: STREET 1: 10959 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 SC 13G/A 1 y73596lsc13gza.htm AMENDMENT NO. 1 TO SCHEDULE 13G SC 13G/A
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
RICK’S CABARET INTERNATIONAL, INC.
 
(Name of Issuer)
Common Stock, $0.01 Par Value
 
(Title of Class of Securities)
765641303
(CUSIP Number)
December 31, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

Page 1 of 8


 

                       
CUSIP No.
 
765641303 
13G Page  
  of   
 Pages

 

           
1   NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Sigma Capital Management, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 (see Item 4)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 (see Item 4)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  0 (see Item 4)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0% (see Item 4)
     
12   TYPE OF REPORTING PERSON*
   
  00
*SEE INSTRUCTION BEFORE FILLING OUT

Page 2 of 8


 

                       
CUSIP No.
 
765641303 
13G Page  
  of   
 Pages

 

           
1   NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Sigma Capital Associates, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Anguilla, British West Indies
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 (see Item 4)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 (see Item 4)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  0 (see Item 4)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0% (see Item 4)
     
12   TYPE OF REPORTING PERSON*
   
  00
*SEE INSTRUCTION BEFORE FILLING OUT

Page 3 of 8


 

                       
CUSIP No.
 
765641303 
13G Page  
  of   
 Pages

 

           
1   NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Steven A. Cohen
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 (see Item 4)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 (see Item 4)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  0 (see Item 4)
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0% (see Item 4)
     
12   TYPE OF REPORTING PERSON*
   
  IN
*SEE INSTRUCTION BEFORE FILLING OUT

Page 4 of 8


 

     
Item 1(a)
  Name of Issuer:
 
   
 
  Rick’s Cabaret International, Inc.
     
Item 1(b)
  Address of Issuer’s Principal Executive Offices:
 
   
 
  10959 Cutten Road, Houston, Texas 77066
     
Items 2(a)
  Name of Person Filing:
 
   
 
  This statement is filed by: (i) Sigma Capital Management, LLC (“Sigma Management”) with respect to shares of common stock, $0.01 par value (“Shares”), of the Issuer beneficially owned by Sigma Capital Associates, LLC (“Sigma Capital Associates”); (ii) Sigma Capital Associates with respect to Shares beneficially owned by it; and (iii) Steven A. Cohen with respect to Shares beneficially owned by Sigma Management and Sigma Capital Associates.
     
Item 2(b)
  Address of Principal Business Office:
 
   
 
  The address of the principal business office of (i) Mr. Cohen is 72 Cummings Point Road, Stamford, Connecticut 06902, (ii) Sigma Management is 540 Madison Avenue, New York, New York 10022 and (iii) Sigma Capital Associates is P.O. Box 58, Victoria House, The Valley, Anguilla, British West Indies.
     
Item 2(c)
  Citizenship:
 
   
 
  Sigma Management is a Delaware limited liability company. Sigma Capital Associates is an Anguillan limited liability company. Mr. Cohen is a United States citizen.
     
Item 2(d)
  Title of Class of Securities:
 
   
 
  Common Stock, $0.01 par value
     
Item 2(e)
  CUSIP Number:
 
   
 
  765641303 
     
Item 3
  Not Applicable

Page 5 of 8


 

     
Item 4
  Ownership:
 
   
 
  As of the close of business on December 31, 2008:
 
   
 
  1. Sigma Capital Management, LLC
 
  (a) Amount beneficially owned: -0-
 
  (b) Percent of class: 0%
 
  (c) (i) Sole power to vote or direct the vote: -0-
 
  (ii) Shared power to vote or direct the vote: -0-
 
  (iii) Sole power to dispose or direct the disposition: -0-
 
  (iv) Shared power to dispose or direct the disposition: -0-
 
   
 
  2. Sigma Capital Associates, LLC
 
  (a) Amount beneficially owned: -0-
 
  (b) Percent of class: 0%
 
  (c) (i) Sole power to vote or direct the vote: -0-
 
  (ii) Shared power to vote or direct the vote: -0-
 
  (iii) Sole power to dispose or direct the disposition: -0-
 
  (iv) Shared power to dispose or direct the disposition: -0-
 
   
 
  3. Steven A. Cohen
 
  (a) Amount beneficially owned: -0-
 
  (b) Percent of class: 0%
 
  (c) (i) Sole power to vote or direct the vote: -0-
 
  (ii) Shared power to vote or direct the vote: -0-
 
  (iii) Sole power to dispose or direct the disposition: -0-
 
  (iv) Shared power to dispose or direct the disposition: -0-
 
   
 
  Pursuant to an investment management agreement, Sigma Management maintains investment and voting power with respect to the securities held by Sigma Capital Associates. Mr. Cohen controls Sigma Management. Each of Sigma Management and Mr. Cohen disclaims beneficial ownership of any of the securities covered by this statement.
     
Item 5
  Ownership of Five Percent or Less of a Class:
 
   
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following. þ

Page 6 of 8


 

     
Item 6
  Ownership of More than Five Percent on Behalf of Another Person:
 
   
 
  Not Applicable
     
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
 
   
 
  Not Applicable
     
Item 8
  Identification and Classification of Members of the Group:
 
   
 
  Not Applicable
     
Item 9
  Notice of Dissolution of Group:
 
   
 
  Not Applicable
     
Item 10
  Certification:
     By signing below the signatory certifies that, to the best of his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 7 of 8


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 8, 2009
SIGMA CAPITAL MANAGEMENT, LLC
         
By:
  /s/ Peter Nussbaum    
Name:
 
 
Peter Nussbaum
   
Title:
  Authorized Person    
 
       
SIGMA CAPITAL ASSOCIATES, LLC    
 
       
By:
  /s/ Peter Nussbaum    
Name:
 
 
Peter Nussbaum
   
Title:
  Authorized Person    
 
       
STEVEN A. COHEN    
 
       
By:
  /s/ Peter Nussbaum    
Name:
 
 
Peter Nussbaum
   
Title:
  Authorized Person    

Page 8 of 8

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